Compliance Officer CBD Jobs in Cape Town, South Africa at HC Recruit
DBN
000244 – Compliance Officer – Cape Town CBD
Purpose of the job:
To provide Compliance services to our client’s holding company, its private equity fund structures, and subsidiaries while also ensuring complete compliance with the FAIS Act, FSCA requirements, and related financial services legislation applicable to a Category II (Discretionary) Financial Services Provider (FSP). The position promotes excellent governance, regulatory integrity, and effective board operations.
Required Qualifications
Chartered Secretary qualification (CGISA)
LLB, Compliance or similar legal qualification
Experience in private equity investment structures
Must meet FSCA Fit and Proper requirements for a Compliance Officer
Must be eligible for registration with the FSCA (if not already registered)
Prior appointment as an approved Compliance Officer with the FSCA
Proven Category II (Discretionary) FSP compliance experience
AIS Act (Category II); FSCA regulatory environment;
Companies Act and corporate governance
Technical Competencies and responsibilities
FAIS & FSP Compliance (Category I & II – Private Equity)
Act as the appointed Compliance Officer, MLCO for the Category II FSP
Ensure ongoing compliance with: FAIS Act and subordinate legislation
Determination of Fit and Proper Requirements
FSCA Directives, Conduct Standards and Guidance Notes
Maintain and update:
Risk Management Compliance Program (RMCP)
Compliance Manuals, Policies and Procedures
Act as or support the Company Secretary to group entities
Manage director appointments, resignations and disclosures
Manage company set up and amendments thereof
Behavioural Competencies:
Excellent command of the English language
Please Note: Should you not hear back from us within the next 2 weeks, please consider your application as unsuccessful.
Title: Compliance Officer CBD
Company: HC Recruit
Location: Cape Town, South Africa
Category:
