Overview
Associate – Compliance Executive Jobs in Plaines Wilhems District, Mauritius at Dale International Trust Company Limited
Title: Associate – Compliance Executive
Company: Dale International Trust Company Limited
Location: Plaines Wilhems District, Mauritius
The selected candidate will be trained in respect of the below duties:
Tasks
- Conduct client file review of less complex structures.
- Conduct risk profiling of client companies as appropriate.
- Conduct customer due diligence on principals of client companies and assess CDD requirement on onboarding new client.
- Conduct ongoing monitoring / periodic review of existing clients and follow up with operations teams until closure of gaps identified.
- Assist in preparation of CO Report and risk assessments.
- Carry out World Checks and internet searches including but not limited to sanction lists
- Develop and promote a strong compliance culture across the business by advising colleagues on CDD requirements or compliance related matters.
- Actively involved in the various regulatory authorities inspection/queries.
- Stay up to date with current regulatory trends, best practice and changes that will affect the business and informing staff on any relevant regulatory updates.
- Any other job related duties as may be required.
Qualification
- Degree holder in law or other relevant field or equivalent qualification
- Good knowledge of local financial crime compliance legislation
- Good communication skills
- Ability to maintain high level of confidentiality
- Independent and ethical work attitude.
- Working knowledge of MS Office